This session explores how core legal ethics obligations apply in insurance matters, including interactions with regulators. Using ABA Model Rules and real-world enforcement examples, the presentation examines issues involving candor to tribunals and agencies, confidentiality, truthfulness in filings, and fairness in proceedings. Attendees will also review common insurance regulatory filings and the compliance and disclosure pitfalls that can lead to enforcement actions and penalties.

Presenter: J.J. Silverstein, Partner, Foley & Lardner LLP